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Audit checklist for agents/broker

Started by , Nov 03 2015 12:43 PM
2 Replies

Hi

 

Hope someone can help!

 

With the recent changes to BRC, we now need to audit some of our agents/brokers. Does anyone have an audit checklist (apart from the BRC for agents and brokers) that we could use. I don't think the one we have for suppliers would be relevant.

 

Many thanks

 

Whitney 

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The best place to start would be to take the BRC Agents & Brokers standard as a start point and remove the sections you don't think are necessary and add more in related to your sector. In my experience (we are A&B accredited), it's not yet a complete standard and missed quite a lot of what we actually do. In our case we add items from another industry body that runs an accreditation scheme.

You may also want to use the GFSI Global Markets toolkit (http://www.mygfsi.co...s/toolkits.html)


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