Jump to content

  • Quick Navigation
Photo
- - - - -

Audit checklist for agents/broker


  • You cannot start a new topic
  • Please log in to reply
2 replies to this topic

#1 Whitney

Whitney

    Grade - AIFSQN

  • IFSQN Associate
  • 39 posts
  • 1 thanks
1
Neutral

  • United Kingdom
    United Kingdom

Posted 03 November 2015 - 12:43 PM

Hi

 

Hope someone can help!

 

With the recent changes to BRC, we now need to audit some of our agents/brokers. Does anyone have an audit checklist (apart from the BRC for agents and brokers) that we could use. I don't think the one we have for suppliers would be relevant.

 

Many thanks

 

Whitney 


  • 0

#2 BrummyJim

BrummyJim

    Grade - SIFSQN

  • IFSQN Senior
  • 290 posts
  • 100 thanks
22
Excellent

  • United Kingdom
    United Kingdom
  • Gender:Male
  • Location:South West
  • Interests:Motorbike gone now. Only the dog to walk!

Posted 03 November 2015 - 01:33 PM

The best place to start would be to take the BRC Agents & Brokers standard as a start point and remove the sections you don't think are necessary and add more in related to your sector. In my experience (we are A&B accredited), it's not yet a complete standard and missed quite a lot of what we actually do. In our case we add items from another industry body that runs an accreditation scheme.


  • 0

#3 Felicia Fadipe

Felicia Fadipe

    Grade - Active

  • IFSQN Active
  • 14 posts
  • 3 thanks
3
Neutral

  • United Kingdom
    United Kingdom
  • Gender:Male

Posted 07 November 2016 - 09:46 AM

You may also want to use the GFSI Global Markets toolkit (http://www.mygfsi.co...s/toolkits.html)


  • 0




0 user(s) are reading this topic

0 members, 0 guests, 0 anonymous users